Our Services

Licensing

Handle and advise licenses and registrations related matters for financial services firms in Hong Kong.

Compliance Policies and Procedures

Help draft and customize compliance manuals, compliance plans, risk management frameworks, operational manuals, AML policies and procedures, business continuity plans and internal control documents.

On-going Compliance Support

Provide on-going compliance support to financial services firms.

Compliance Training

Provide training courses and seminars to regulated firms to meet the training needs of its staff members.

Family Offices and Trusts

Help establish family office and trust, deal with specific compliance and governance requirements such as conflicts of interest arising from co-investment, multiple directorship, public-private investment and insider information flows etc.

Corporate Governance and Company Secretarial

Help clients manage company secretarial process such as corporate governance arrangements and regulatory compliance procedures in accordance with applicable laws and regulatory rules.

Merger and Acquisition of Regulated Business

Performs background checking and verification, screening and investigation services for transaction in relation to merger and acquisition of financial services business.

International Placement of Senior Management Staff

Assist clients to manage working visas and tax issues in relation to secondment and relocation of management staff among different jurisdiction internationally.