About Us

Pullman Financial Services Limited is a specialist governance, risk and compliance consultancy firm that provides independent regulatory compliance consulting and advisory to financial services firms in Hong Kong. We handle complex compliance consulting projects for financial services firms, with experiences in dealing with the SFC, HKMA, HKEx and CSRC. We provide independent, practical and unbiased advice on financial industry related regulatory and compliance issues.

Regulatory Compliance Consultant :

Mr. Gary Cheung is Director of Pullman Financial Services Limited (“PMFSL”) and is  responsible for general management of the professional practice and provision of regulatory compliance advisory to clients. He is a veteran corporate governance and regulatory compliance practitioner in international financial market covering banking, securities and asset management industries. Mr. Cheung’s wealth of experience means he is well-versed in dealing with almost any issue that may arise in relation to governance, risk and compliance of financial institutions. Mr. Cheung is legally qualified in Australia, New Zealand and People Republic of China. In addition, he is member of among others, Inter-Pacific Bar Association, Chartered Institute of Arbitrators, Hong Kong Securities and Investment Institute, International Compliance Association, Institute of Chartered Secretaries and Administrators, Hong Kong Institute of Chartered Secretaries, Hong Kong Society of Financial Analysts, CFA Institute, Institute of Certified Management Accountants, Institute of Public Accountants, Royal Asiatic Society Hong Kong Branch and Rotary Club of Kowloon North. 

Mr. Partick Li is a qualified company secretary and accountant, he has extensive experience in providing professional corporate governance and internal control consulting services for listed and private companies as well as offshore companies, he had worked in a management capacity and served as in-house company secretary for a number of reputable listed companies including State-owned enterprises.  Mr. Li graduated from University of East Asia (now known as University of Macau) in business administration, he also holds a bachelor degree in common law, a master of science degree in finance, bachelor degree in China law and master degree in international law; he is an Associate member of the Hong Kong Institute of Chartered Secretaries (HKICS), Associate member of the Institute of Chartered Secretaries & Administrators, UK and Fellow member of the Association of Chartered Certified Accountants, UK. 

Mr. David Chan is an experienced professional consultant in corporate governance and corporate finance, and specializes in mergers and acquisitions, pre-IPO financing and internal control consulting. He participated in the pre-IPO projects of Hong Kong listing companies of the following industries: fisheries and aquaculture, mining, medical equipment manufacturing, chemical manufacturing, property development and furniture manufacturing. Mr. Chan was graduated from City University of Hong Kong with a Bachelor of Arts (Hon) in Accountancy. He was also awarded with MBA from Heriot-Watt University. He holds the following professional qualifications in accounting, finance, corporate governance: Fellow member of Association of Chartered Certified Accountants; Member of Hong Kong Institute of Certified Public Accountants; Associate member of Hong Kong Institute of Chartered Secretaries; Associate member of Institute of Chartered Secretaries & Administrators; Associate member of Hong Kong Investor Relations Association; Associate member of Hong Kong Financial Advisors Association; Full Member of Hong Kong Registered Financial Planners; Professional Manager of Hong Kong Management Association. In addition Mr. Chan is part-time tutor of the Hong Kong Management Association and Evangel Adult Education Center, Macau. He teaches credit risk, financial accounting and management accounting courses. He is guest tutor of 6-Sigma Institute.

PROFESSIONAL 

EXERCISE DILIGENCE IN THE PROVISION OF SERVICES

LOYALITY

PROMOTE ETHICAL BEHAVIOURS